Asset Stewardship

Sound Trust Wealth Advisors, LLC works in conjunction with firms which provide stability, resources and experience combined with flexibility and an open architecture for the benefit of our clients.

 

  • Our brokerage clients have their trade executions and assets held in custody at the NYSE firm Pershing, LLC.  Pershing is the #1 clearing firm in the United States (InvestmentNews, 2014 based on number of broker-dealer clients) and is a wholly owned subsidiary of the Bank of New York Mellon.

     

  • Our advisory clients have their trade executions and assets held in custody through the NYSE firm Charles Schwab and Co., which has been ranked the number one firm in the United States for the client’s experience.

     

  • Both Pershing and Schwab have SIPC insurance coverage of up to $500,000 in market value per account and excess SIPC coverage for accounts over $500,000 through Lloyds of London. This provides our clients the comfort and peace of mind of having their assets held with two of the largest and most respected firms on Wall Street.

     

  • We are monitored by American Portfolios Financial Services, Inc.  American Portfolios Financial Services, Inc. is an established, highly esteemed firm providing the flexibility of an independent firm enabling us to seek out and present the finest wealth management solutions for our clients.

     

  • This structure provides our clients the comfort and peace of mind stemming from the resources of established, well known organizations combined with the flexibility of an independent firm.

Please follow the links above to see the insurance coverage by SIPC and Lloyds of London