Our Qualifications

 

 

 

With over 30 years of experience working with investors, financial planning and wealth management, we feel Sound Trust Wealth Advisors, LLC provides the depth of knowledge our clients deserve.  We also have Life Insurance and Long Term Care Insurance certifications.  Following are our professional backgrounds:

 

 

 

 

Dean Moberg's Professional Experience

  • Dean Moberg is the founding member of Sound Trust Wealth Advisors, LLC where he advises individuals and institutions on their financial goals. He integrates comprehensive wealth management solutions.
  • He acts as the Chief Strategist for Sound Trust Wealth Advisors where he utilizes active portfolio management through a proprietary approach.
  • Dean started his career of advising investors over 30 years ago at Merrill Lynch in 1983.
  • Subsequently, he joined Advest, Inc. and became a member of the Advest Managed Portfolio Service (AMPS) team which consisted of a select group of advisors permitted to manage clients' portfolios as a Porfolio Manager.
  • He was selected by Advest to join the steering committee of Certified Employee Retirement Consultants (CERCs) where he assisted in formulating firm-wide policy focused on clients' retirement needs.
  • Prior to establishing Sound Trust Wealth Advisors, he was a Vice President with UBS for 10 years.
  • Dean was active in UBS PaineWebber’s Corporate Retirement Council where he advised employees and institutions on Retirement Planning education and implementation.
  • Participated in the elite Portfolio Management Program (PMP) at UBS and PaineWebber managing clients' portfolios with a proprietary approach qualifying for the Portfolio Manager designation.
  • His education includes a Bachelor of Business Science degree where he double majored in finance and management at Long Island University's C.W. Post Center in Greenvale, NY.
  • Dean is certified to sell Long Term Care Insurance approved by the Connecticut Partnership for Long Term Care.

Dean's Community and Professional Organizations

  • Chaired his Church’s Stewardship Committee.
  • Treasurer of the New York chapter of WEB, an organization of employee benefits professionals.
  • Completed Certified Employee Benefit Specialist (CEBS) training on investments and retirement plans.
  • Completed Certified Financial Planner Requirements on Investments, Retirement Planning and Employee Benefits.
  • Coaches little league baseball and a corporate sponsor of Westport Little League.
  • Member of Hope Church's Missions Committee.
  • Director of recreation and counselor for Awana.
  • Past memberships include the International Society of Retirement Planners (ISRP).
  • Devoted Father

 

 

Dean Moberg is a members of the Sound Trust Wealth Advisors, LLC OSJ (office of supervisory jurisdiction) offer Securities through American Portfolios Financial Serrvices, Inc.

Member of FINRA and SIPC,

Dean Moberg offers advisory services through Sound Trust Wealth Advisors, LLC a registered investment advisor, independent of American Portfolios Financial Services, Inc.